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SR. Monitoring Analyst - view or apply
UBS Financial Services - Stamford, CT
Senior Monitoring Analyst within the Cross Business Surveillance team will be responsible for executing the Americas Monitoring Program within regulatory reporting and information barrier monitoring across business divisions, identifying efficiencies, documenting management information and maintaining up to date procedures. Some areas include the monitoring of firm proprietary and employee trading against the firm's grey and restricted lists and ensure that the firm is providing a reasonable lev
From UBS Financial Services - 30+ days ago

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